Assessor Resource

RIIRIS201D
Conduct local risk control

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to conduct local risk control in the Resources and Infrastructure Industries.

This unit is appropriate for those working in operational roles.

No licensing, legislative or certification requirements apply to this unit at the time of publication.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)


Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1 Plan and prepare for risk control

1.1 Access, interpret and apply risk management documentation and ensure the work activity is compliant

1.2 Inspect work area conditions to identify potential hazards

1.3 Apply risk management procedures to deal with recognised hazards

1.4 Recognise the type and scope of unresolved hazards and their likely impact

2 Assess and identify unacceptable risk

2.1 Assess and determine consequence of an event

2.2 Consider and determine likelihood of the event

2.3 Identify criteria for the acceptability/unacceptability of the risk

2.4 Assess risk against criteria to identify if it warrants ‘unacceptable risk’ status and action

2.5 Effectively communicate and clarify the decision to others

3 Identify, assess and implement risk treatments

3.1 Identify and consider all possible risk treatment options

3.2 Identify options by preliminary analysis and consideration of options

3.3 Analyse options, including resource requirements

3.4 Select most appropriate and effective course of action

3.5 Plan and prepare the course of action in detail and acquire/obtain required resources and approval

3.6 Implement the approved risk treatment

3.7 Review risk management processes

4 Complete records and reports

4.1 Effectively communicate accurate information to others on the course of action and implementation

4.2 Complete written records and reports for hazards and actions from personal risk assessment

Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)

Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1 Plan and prepare for risk control

1.1 Access, interpret and apply risk management documentation and ensure the work activity is compliant

1.2 Inspect work area conditions to identify potential hazards

1.3 Apply risk management procedures to deal with recognised hazards

1.4 Recognise the type and scope of unresolved hazards and their likely impact

2 Assess and identify unacceptable risk

2.1 Assess and determine consequence of an event

2.2 Consider and determine likelihood of the event

2.3 Identify criteria for the acceptability/unacceptability of the risk

2.4 Assess risk against criteria to identify if it warrants ‘unacceptable risk’ status and action

2.5 Effectively communicate and clarify the decision to others

3 Identify, assess and implement risk treatments

3.1 Identify and consider all possible risk treatment options

3.2 Identify options by preliminary analysis and consideration of options

3.3 Analyse options, including resource requirements

3.4 Select most appropriate and effective course of action

3.5 Plan and prepare the course of action in detail and acquire/obtain required resources and approval

3.6 Implement the approved risk treatment

3.7 Review risk management processes

4 Complete records and reports

4.1 Effectively communicate accurate information to others on the course of action and implementation

4.2 Complete written records and reports for hazards and actions from personal risk assessment

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply risk management documentation and ensure the work activity is compliant 
Inspect work area conditions to identify potential hazards 
Apply risk management procedures to deal with recognised hazards 
Recognise the type and scope of unresolved hazards and their likely impact 
Assess and determine consequence of an event 
Consider and determine likelihood of the event 
Identify criteria for the acceptability/unacceptability of the risk 
Assess risk against criteria to identify if it warrants ‘unacceptable risk’ status and action 
Effectively communicate and clarify the decision to others 
Identify and consider all possible risk treatment options 
Identify options by preliminary analysis and consideration of options 
Analyse options, including resource requirements 
Select most appropriate and effective course of action 
Plan and prepare the course of action in detail and acquire/obtain required resources and approval 
Implement the approved risk treatment 
Review risk management processes 
Effectively communicate accurate information to others on the course of action and implementation 
Complete written records and reports for hazards and actions from personal risk assessment 

Forms

Assessment Cover Sheet

RIIRIS201D - Conduct local risk control
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:

Assessment Record Sheet

RIIRIS201D - Conduct local risk control

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: